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    SEC sends warning letters to ETF issuers concentrating on untamed leverage
    Crypto News

    SEC sends warning letters to ETF issuers concentrating on untamed leverage

    By Crypto EditorDecember 3, 2025Updated:December 3, 2025No Comments3 Mins Read
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    The US Securities and Alternate Fee (SEC) despatched warning letters to a number of exchange-traded fund (ETF) suppliers, halting purposes for leveraged ETFs that provide greater than 200% publicity to the underlying asset.

    ETF issuers Direxion, ProShares, and Tidal acquired letters from the SEC citing authorized provisions below the Funding Firm Act of 1940.

    The legislation caps publicity of funding funds at 200% of their value-at-risk, outlined by a “reference portfolio” of unleveraged, underlying property or benchmark indexes. The SEC mentioned:

    “The fund’s designated reference portfolio offers the unleveraged baseline in opposition to which to match the fund’s leveraged portfolio for functions of figuring out the fund’s leverage threat below the rule.”

    SEC sends warning letters to ETF issuers concentrating on untamed leverage
    SEC warning letter despatched to Direxion. Supply: SEC

    The SEC directed issuers to cut back the quantity of leverage in accordance with the prevailing laws earlier than the purposes could be thought-about, placing a damper on 3-5x crypto leveraged ETFs within the US.

    SEC regulators posted the warning letters the identical day they had been despatched to the issuer, in an “unusually speedy transfer” that alerts officers are eager on speaking their considerations about leveraged merchandise to the investing public, in line with Bloomberg.

    The crypto market took a nosedive in October after a flash crash brought on $20 billion in leveraged liquidations, probably the most extreme single-day liquidation occasion in crypto historical past, sparking discussions amongst analysts and traders over the hazards of leverage and its impact on the crypto market.